Title: Financial Advertising Compliance Specialist
Classification: Full-Time, Exempt
Location: Des Moines, IA or Storm Lake, IA
Remote worker status considered for the right candidate after initial in-office training.
Minimum Qualifications: 3 - 5 years of experience at a financial institution, a banking degree, or experience in a financial compliance-related field
Mills Marketing is an integrated agency that provides SMART and BOLD strategy for banks, credit unions and the organizations that serve them. We are a knowledgeable, passionate, and experienced agency in the financial industry. We offer competitive benefits, a great team atmosphere and an exciting work environment, and we are looking for someone who wants growth potential in an established, growing company.
The Financial Advertising Compliance Specialist’s primary responsibility is to work with team members and clients on recommending and reviewing advertising compliance. This person needs a strong banking background with a good understanding of consumer and business financial products, and practical working knowledge of bank and credit union advertising regulations.
Review client advertisements and marketing materials for compliance and accuracy
Create advertising disclosure drafts for client review, as needed
Research and respond to compliance-related questions and inquiries from our team and clients
Work closely with our team, outside legal and/or compliance teams, and our clients’ compliance contacts to maintain a high level of standards for marketing efforts
Help serve as a compliance and financial product/service expert for client projects
Keep up to date regarding laws and regulations applicable to financial marketing
Assist in creating and delivering compliance training for our account team and rest of staff as applicable
Lead special compliance projects and other duties as assigned
Product knowledge and experience with consumer and business financial products (e.g., deposits, online/mobile services, loans, and investments)
Understanding of applicable laws, regulations, and guidance, particularly as it relates to marketing compliance for financial institutions (e.g., Reg DD, Reg Z, UDAAP/UDAP, etc.)
Superior analytical and problem-solving skills
Strong attention to detail
Ability to multi-task
Strong organizational and planning skills
Ability to work independently and use good judgment
Trademark and copy sourcing knowledge would be a plus, although not required
Must be able to work efficiently under pressure with careful attention to detail
Excellent communication, grammar and writing skills
Ability to multi-task and meet deadlines
Strong work ethic
Positive attitude
Good sense of humor in a very fast-paced environment
Willing to travel when required
This position reports to VP, Risk and Compliance and SVP, Client Services.
TO APPLY: Email: cheriw@millsmarketing.com
Mills Marketing is an equal opportunity employer. All persons shall have the opportunity to be considered for employment without regard to their race, color, religion, national origin, ancestry, alienage or citizenship status, age, sex, sexual orientation, gender, gender identity, gender expression, marital status, disability, military service and veteran status, pregnancy, childbirth, and related medical conditions, or any other characteristic protected by applicable federal, state or local laws.
The specific statements shown in each section of this description are not intended to be all-inclusive. They represent typical elements and criteria considered necessary to perform the job successfully. We recognize that an individual with a disability may require an accommodation to enable him/her to successfully perform a job function. Consideration will be given to reasonable accommodations.
